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Research

Ethical concerns around use of artificial intelligence in health care research from the perspective of patients with meningioma, caregivers and health care providers: a qualitative study

Melissa D. McCradden, Ami Baba, Ashirbani Saha, Sidra Ahmad, Kanwar Boparai, Pantea Fadaiefard and Michael D. Cusimano
February 18, 2020 8 (1) E90-E95; DOI: https://doi.org/10.9778/cmajo.20190151
Melissa D. McCradden
Division of Neurosurgery (McCradden, Baba, Saha, Boparai, Fadaiefard, Cusimano), St. Michael’s Hospital, Unity Health Toronto; Dalla Lana School of Public Health (Cusimano), University of Toronto, Toronto, Ont.
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Ami Baba
Division of Neurosurgery (McCradden, Baba, Saha, Boparai, Fadaiefard, Cusimano), St. Michael’s Hospital, Unity Health Toronto; Dalla Lana School of Public Health (Cusimano), University of Toronto, Toronto, Ont.
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Ashirbani Saha
Division of Neurosurgery (McCradden, Baba, Saha, Boparai, Fadaiefard, Cusimano), St. Michael’s Hospital, Unity Health Toronto; Dalla Lana School of Public Health (Cusimano), University of Toronto, Toronto, Ont.
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Sidra Ahmad
Division of Neurosurgery (McCradden, Baba, Saha, Boparai, Fadaiefard, Cusimano), St. Michael’s Hospital, Unity Health Toronto; Dalla Lana School of Public Health (Cusimano), University of Toronto, Toronto, Ont.
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Kanwar Boparai
Division of Neurosurgery (McCradden, Baba, Saha, Boparai, Fadaiefard, Cusimano), St. Michael’s Hospital, Unity Health Toronto; Dalla Lana School of Public Health (Cusimano), University of Toronto, Toronto, Ont.
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Pantea Fadaiefard
Division of Neurosurgery (McCradden, Baba, Saha, Boparai, Fadaiefard, Cusimano), St. Michael’s Hospital, Unity Health Toronto; Dalla Lana School of Public Health (Cusimano), University of Toronto, Toronto, Ont.
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Michael D. Cusimano
Division of Neurosurgery (McCradden, Baba, Saha, Boparai, Fadaiefard, Cusimano), St. Michael’s Hospital, Unity Health Toronto; Dalla Lana School of Public Health (Cusimano), University of Toronto, Toronto, Ont.
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Article Figures & Tables

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    Table 1:

    Ethical principles prioritized consistently for health artificial intelligence

    ConceptDefinition
    ConsentAgreement given free from coercion or undue influence having understood the benefits and risks
    PrivacyControl over one’s personal interests (e.g., personal health information)
    ConfidentialityObligation of institutions to safeguard entrusted information
    ResponsibilityTaking ownership of a decision
    AccountabilityAssigning blame, answerability, liability, proper accounting
    Unintended consequences/ harmsOutcomes unforeseen, generated without purposeful action
    TrustReliability, consistency in words and actions, guardianship
    Public engagementSupporting the meaningful participation of members of society
    • View popup
    Table 2:

    Participant demographic characteristics

    CharacteristicNo. (%) of participants*
    Patients
    n = 18
    Caregivers
    n = 7
    Health care providers
    n = 5
    Gender
     Female10 (56)6 (86)5 (100)
     Male8 (44)1 (14)0 (0)
    Age category, yr
     20–300 (0)1 (14)1 (20)
     31–402 (11)0 (0)1 (20)
     41–503 (17)2 (29)2 (40)
     51–605 (28)1 (14)0 (0)
     61–704 (22)2 (29)1 (20)
     71–801 (6)0 (0)0 (0)
     81–903 (17)0 (0)0 (0)
     Not disclosed0 (0)1 (14)
    Age, yr, mean60.550.843.6
    Highest level of education
     High school2 (11)1 (14)0 (0)
     College/university13 (72)4 (57)2 (40)
     Master’s degree/ doctorate3 (17)1 (14)3 (60)
     Not disclosed0 (0)1 (14)
    Ethnicity
     White11 (61)4 (57)2 (40)
     Black1 (6)0 (0)1 (20)
     Asian3 (17)1 (14)1 (20)
     Middle Eastern1 (6)0 (0)0 (0)
     Central American0 (0)1 (14)0 (0)
     European2 (11)1 (14)1 (20)
    Type of health care provider
     Neurosurgery resident––1 (20)
     Medical administrative assistant––1 (20)
     Nurse practitioner––1 (20)
     Physiotherapist––1 (20)
     International medical graduate––1 (20)
    • ↵* Except where noted otherwise.

    • View popup
    Table 3:

    Key participant perceptions regarding the use of artificial intelligence in health care research

    ConceptParticipant perceptions
    Consent
    • Half of participants felt that each person must consent to allow his or her data to be used in research

    • Most were against private companies’ obtaining data without individual consent

    • Most said that even deidentified data should not be sold to private companies without consent

    Privacy
    • Deidentification was believed by most participants to be the removal of name, social insurance number, date of birth, address, health card number

    • Some participants felt that the loss of privacy is an acceptable sacrifice for the prospect of benefit to the larger population

    Confidentiality
    • Most participants felt that conditions under which individuals provide consent ought to be respected (e.g., use of data for health research v. marketing purposes)

    • All providers felt that receiving health information is a privilege given its highly sensitive nature

    Responsibility
    • Some participants accepted allocation of health resources via computerized output

    • Half felt it inappropriate to delegate responsibility to computers

    • One provider likened delegation of responsibility to computers to inappropriate treatment; the other providers advocated for shared decisions

    Accountability
    • Some participants indicated media as a key mechanism for accountability

    • Some participants indicated skepticism that institutions and companies could be held accountable

    Unintended consequences/ harms
    • Most participants accepted that mistakes happen

    • All stressed the need for transparency, disclosure and reparations

    • Some felt that transparency and publication prevent others from repeating the mistake

    Trust
    • Most participants felt that health care institutions are highly trusted organizations

    • Most participants felt that physicians and other health care providers are entrusted with carrying out research with health data

    Public engagement
    • Some participants felt that the public had a duty to be involved in research in some way

    • Most were unsure how specifically to have a voice in medical research

    • View popup
    Table 4:

    Illustrative participant quotes regarding ethical issues

    IssueRepresentative quote
    Protection of health dataThe world that we live in, there’s all kinds of access to information even though it’s protected, but you hear all kinds of scenarios where sensitive information gets leaked. So yeah, I would have some concerns. (Participant 18–042, patient)
    Skepticism regarding accountability mechanismsAs a member of the public, my opinion doesn’t count. (Participant 18–004, patient)
    Allocation of treatment by computersIt’s ethically incorrect, as you are picking and choosing who gets treatment. You need to give them options and have conversations with the patients. (Participant 18–008, provider)
    Allowing sale of data to private industryYou should have to give up some [privacy]. … You want to be cured and [the company is] providing you with this cure, so you balance it out. (Participant 18–012, caregiver)
    Computer-based predictionsBefore [the brain tumour], I might [have said] yes, because I would say … it’s the survival of the fittest. … But you can never underestimate the fight … in a person, even with a disease. And [a patient] can far surpass the expectations that are set out in these kinds of statistics. (Participant 18–001, patient)
    Trust and confidentialityI think … in a democratic society, for members of the public to have faith in the health care system … individuals need to believe that what they believe to be confidential is held confidential, and not shared. But also for me to have confidence in health care systems, I have to believe that leaders in health care systems will make decisions for the greater good of people, right? (Participant 18–032, patient)
    Health data v. other dataIt’s a privilege to be told this information — patients don’t even tell their family what they tell us (Participant 18–054, provider)
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CMAJ Open: 8 (1)
Vol. 8, Issue 1
1 Jan 2020
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Ethical concerns around use of artificial intelligence in health care research from the perspective of patients with meningioma, caregivers and health care providers: a qualitative study
Melissa D. McCradden, Ami Baba, Ashirbani Saha, Sidra Ahmad, Kanwar Boparai, Pantea Fadaiefard, Michael D. Cusimano
Jan 2020, 8 (1) E90-E95; DOI: 10.9778/cmajo.20190151

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Ethical concerns around use of artificial intelligence in health care research from the perspective of patients with meningioma, caregivers and health care providers: a qualitative study
Melissa D. McCradden, Ami Baba, Ashirbani Saha, Sidra Ahmad, Kanwar Boparai, Pantea Fadaiefard, Michael D. Cusimano
Jan 2020, 8 (1) E90-E95; DOI: 10.9778/cmajo.20190151
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